DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wny Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Michael MohrCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2025Dec 1, 2022
Christopher D UrbanCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2025Sep 18, 2023
Jonathan Leo PetrieCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2025Dec 14, 2022
Raymond Andrew CarterCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2025Jun 30, 2023
Kimberly Evelyn KowalskiCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2025Jun 20, 2025
Patrick Jerome CollinsSandhill Investment Management independent RIAWny Asset Management, LLC independent RIARIA to RIAJan 10, 2025Jan 28, 2025
Paige Taylor LunghinoCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2024Jan 28, 2021
Jonathan Michael JonesCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 25, 2024Apr 8, 2024
Christopher PanzaCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 12, 2023Feb 4, 2022
John Matthew LunghinoCadaret Grant & Co Inc BD affiliatedWny Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022Jul 16, 2020
Eugene Paul O'ConnorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWny Asset Management, LLC otherOtherJul 2, 2012Oct 4, 2016 (1555 d)
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11 moves match.