DFX Intelligence
Advisor moves
Arrivals at Whiterock Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Raymond Peters | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Whiterock Financial, LLC state registered | Wirehouse to a state-registered adviser | Mar 30, 2012 | May 28, 2012 (59 d) |
| Dawson J White | Next Financial Group, Inc. other | Whiterock Financial, LLC state registered | Other | Sep 7, 2010 | Jan 1, 2026 (5595 d) |
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2 moves match.