DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at American Investment Planners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lee Evan Rosenberg | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC other | Other | Jul 10, 2025 | Feb 11, 2011 |
| Barbara Magor Deel | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC other | Other | Jul 10, 2025 | Jul 12, 2012 |
| Brett Lawrence Goldstein | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 28, 2021 |
| John Charles L'Abbate | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 14, 2021 |
| Brian Thomas Amato | Cadaret Grant & Co Inc BD affiliated | American Investment Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Jun 14, 2021 |
| Gerard Simonelli | Cadaret Grant & Co Inc other | American Investment Planners LLC other | Other | Aug 6, 2013 | Feb 11, 2011 |
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6 moves match.