DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Duncan Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Richard Wilson | Pathway Strategic Advisors other | Duncan Financial other | Other | Jan 12, 2012 | Jun 6, 2012 (146 d) |
| Charles George Duncan | Securities America Advisors, Inc. other | Duncan Financial other | Other | Mar 11, 2011 | Feb 1, 2011 |
| Jeffrey Louis Mantoani | Securities America Advisors, Inc. other | Duncan Financial other | Other | Mar 11, 2011 | Mar 8, 2011 |
| Paul Douglas Duncan | Securities America Advisors, Inc. other | Duncan Financial other | Other | Mar 11, 2011 | Mar 9, 2011 |
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4 moves match.