DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Goldey Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam John Meyers | Western International Securities other | Goldey Capital LLC other | Other | Mar 29, 2017 | Mar 29, 2017 |
| Stephen J. Fallon | Brown Investment Management unclassified | Goldey Capital LLC other | Other | Mar 11, 2017 | May 12, 2015 |
| Jennifer Caryn Brown | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Goldey Capital LLC other | Other | Oct 23, 2012 | Nov 5, 2012 |
| Ian Craig Goldey | UBS Financial Services Inc. wirehouse | Goldey Capital LLC other | Other | Jan 12, 2011 | Jan 7, 2011 |
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4 moves match.