DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Novodyn Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trevor Thomas Leidy | Investment Centers Of America, Inc. other | Novodyn Advisors LLC state registered | Other | Mar 22, 2012 | Jul 9, 2012 (109 d) |
| John Joseph Laughlin | Hmb Stonebridge, Inc. unclassified | Novodyn Advisors LLC state registered | Other | May 25, 2011 | Mar 2, 2011 |
| John Christopher Thompson | Hmb Stonebridge, Inc. unclassified | Novodyn Advisors LLC state registered | Other | May 25, 2011 | Feb 17, 2011 |
| Felix F Barraza | Hmb Stonebridge, Inc. unclassified | Novodyn Advisors LLC state registered | Other | Feb 1, 2011 | Feb 17, 2011 |
| Johnny August Nobile | Victor Asset Management, L.L.C. unclassified | Novodyn Advisors LLC state registered | Other | Dec 31, 2010 | Mar 2, 2011 (61 d) |
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5 moves match.