DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Highwater Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory King Giuffra | Charles Schwab & Co., Inc. national BD | Highwater Wealth Management LLC other | Other | Sep 21, 2015 | Aug 28, 2015 |
| Elizabeth Mezei Raabe | Capital Investment Counsel Inc other | Highwater Wealth Management LLC other | Other | Sep 29, 2014 | Sep 26, 2014 |
| Patrick Jon Mickelson | Stonefield Investment Advisory, Inc. other | Highwater Wealth Management LLC other | Other | Dec 9, 2013 | Oct 1, 2013 |
| George Dickson Griswold | Cobiz Wealth other | Highwater Wealth Management LLC other | Other | Aug 19, 2011 | Jul 22, 2011 |
Page 1 of 1
4 moves match.