DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rand & Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia J Morris | Westhill Financial Advisors, Inc. other | Rand & Associates other | Other | Dec 3, 2013 | Jun 18, 2015 (562 d) |
| James Joseph O'Connor | Aster Investment Management Co Inc other | Rand & Associates other | Other | Sep 13, 2013 | Oct 5, 2016 (1118 d) |
| John Russell Roberson | San Francisco Sentry Investment Group other | Rand & Associates other | Other | Aug 10, 2012 | Dec 22, 2011 |
| Lawrence V Zartarian | San Francisco Sentry Investment Group other | Rand & Associates other | Other | Aug 10, 2012 | Aug 16, 2011 |
| Andrew Jerome Rand | San Francisco Sentry Investment Group other | Rand & Associates other | Other | Aug 10, 2012 | Dec 22, 2011 |
| Paulina Wong | San Francisco Sentry Investment Group other | Rand & Associates other | Other | Jul 6, 2012 | Dec 22, 2011 |
| Elizabeth Ann Juson | San Francisco Sentry Investment Group other | Rand & Associates other | Other | Feb 16, 2012 | Dec 22, 2011 |
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7 moves match.