DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jameson Charles Duckworth	MML Investors Services, LLC BD affiliated	Capital Wealth Management, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 4, 2023	Apr 7, 2023
James Boyd Speights	Sii Investments, Inc. other	Capital Wealth Management, LLC other	Other	May 19, 2017	Jun 2, 2017
Lawrence Francis Dooley	Woodstock Corporation other	Capital Wealth Management, LLC other	Other	Mar 16, 2017	Mar 24, 2017
Curt A Caserta	Nfp Advisor Services, LLC other	Capital Wealth Management, LLC other	Other	Mar 30, 2012	Oct 17, 2011
Michael Shayne Ruffing	Nfp Advisor Services, LLC other	Capital Wealth Management, LLC other	Other	Mar 30, 2012	May 11, 2012 (42 d)
Rebecca Records	Nfp Advisor Services, LLC other	Capital Wealth Management, LLC other	Other	Mar 30, 2012	Aug 2, 2011
Bernard Allan Poirier	New England Management Consulting Services, Inc. unclassified	Capital Wealth Management, LLC other	Other	Dec 31, 2004	May 16, 2012 (2693 d)
Lee Alan Duckworth	Steele Capital Management, Inc. other	Capital Wealth Management, LLC other	Other	Aug 30, 2004	Aug 5, 2011 (2531 d)
Peter James Alofsin	Steele Capital Management, Inc. other	Capital Wealth Management, LLC other	Other	Aug 26, 2004	Aug 5, 2011 (2535 d)

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9 moves match.