DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nicholas Yrizarry Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Scott Mandel | Cambridge Investment Research Advisors, Inc. BD affiliated | Nicholas Yrizarry Wealth Management Group other | Other | Mar 21, 2024 | Oct 16, 2024 (209 d) |
| Melissa Lynn Wright | Compak Asset Management other | Nicholas Yrizarry Wealth Management Group other | Other | Jul 24, 2017 | Nov 3, 2017 (102 d) |
| Nicholas N/A Yrizarry | UBS Financial Services Inc. wirehouse | Nicholas Yrizarry Wealth Management Group other | Other | Aug 24, 2011 | Aug 9, 2011 |
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3 moves match.