DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cadence Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Steven Ficarra | Td Ameritrade Investment Management, LLC other | Cadence Wealth Management, LLC state registered | Other | Jun 24, 2015 | Feb 28, 2022 (2441 d) |
| Richard Egan | Kibble & Prentice Holding Company other | Cadence Wealth Management, LLC state registered | Other | Aug 31, 2011 | Aug 30, 2011 |
| Kari Ann Maenhout | Ra Bench, Inc unclassified | Cadence Wealth Management, LLC state registered | Other | Mar 22, 2010 | Nov 22, 2011 (610 d) |
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3 moves match.