Advisor moves

Arrivals at Palisade Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David John CarrollSecurities America Advisors, Inc. otherPalisade Financial state registeredOtherSep 7, 2011Sep 15, 2011
Page 1 of 1
1 moves match.