DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Johanson Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan A Stoft | Charles Schwab & Co., Inc. national BD | Johanson Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2019 | Mar 14, 2019 (65 d) |
| David Elliott Faulk | The Portola Group Inc other | Johanson Financial Advisors, Inc. other | Other | Nov 30, 2015 | Jan 21, 2015 |
| David Leland Johanson | Wealth Design, LLC other | Johanson Financial Advisors, Inc. other | Other | Jun 10, 2013 | Oct 19, 2011 |
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3 moves match.