DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nich Capital Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven Patrick Melen | LPL Financial LLC BD affiliated | Nich Capital Partners, Inc. other | Other | Apr 27, 2021 | Mar 26, 2021 |
| David George Halling | Oppenheimer & Co. Inc. other | Nich Capital Partners, Inc. independent RIA | Other | Nov 19, 2013 | Jan 1, 2026 (4426 d) |
| Martin James Briesach | Titan Capital Management, LLC other | Nich Capital Partners, Inc. independent RIA | Other | Feb 6, 2012 | Jan 9, 2026 (5086 d) |
Page 1 of 1
3 moves match.