DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Waller Financial Planning Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Edward Rendle | LPL Financial LLC other | Waller Financial Planning Group, Inc. other | Other | Dec 18, 2013 | Jan 30, 2012 |
| Jason Allen Eliason | Waller Financial Planning Group Inc unclassified | Waller Financial Planning Group, Inc. other | Other | Apr 16, 2012 | Jan 30, 2012 |
| Shawn Richard Ballinger | Waller Financial Planning Group Inc unclassified | Waller Financial Planning Group, Inc. other | Other | Apr 16, 2012 | Jan 30, 2012 |
| Katherine Eileen Kincaid | Waller Financial Planning Group Inc unclassified | Waller Financial Planning Group, Inc. other | Other | Apr 16, 2012 | Jan 30, 2012 |
| Christopher Owen Olsgard | Waller Financial Planning Group Inc unclassified | Waller Financial Planning Group, Inc. other | Other | Apr 16, 2012 | Jan 30, 2012 |
| Jason Edward Farris | Waller Financial Planning Group Inc unclassified | Waller Financial Planning Group, Inc. other | Other | Apr 16, 2012 | Jan 30, 2012 |
| Charles Arthur Kerwood | LPL Financial LLC other | Waller Financial Planning Group, Inc. independent RIA | Other | Mar 9, 2012 | Mar 17, 2025 (4756 d) |
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7 moves match.