DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Defender Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Grant Christopher Wilson | UBS Financial Services Inc. wirehouse | Defender Capital independent RIA | Wirehouse to independent RIA | May 27, 2019 | May 1, 2019 |
| Don Gus Stamas | LPL Financial LLC other | Defender Capital other | Other | Dec 31, 2012 | Jan 2, 2013 |
| John Dean Stamas | LPL Financial LLC other | Defender Capital other | Other | Feb 1, 2012 | Feb 2, 2012 |
| Thomas Clarkson Worth | Nfp Advisor Services, LLC other | Defender Capital other | Other | Feb 1, 2008 | Oct 16, 2014 (2449 d) |
Page 1 of 1
4 moves match.