DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Prentice Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Lansing Schuler | Sage, Rutty & Co., Inc. independent RIA | Prentice Wealth Management LLC independent RIA | RIA to RIA | Mar 10, 2026 | Mar 26, 2026 |
| Michelle Denise Werth | Cadaret Grant & Co Inc BD affiliated | Prentice Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Mar 10, 2023 |
| William James Prentice | Cadaret Grant & Co Inc BD affiliated | Prentice Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2025 | Apr 30, 2021 |
| Anthony R Vaccaro | Cadaret Grant & Co Inc BD affiliated | Prentice Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Apr 30, 2021 |
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4 moves match.