DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at B. Riley Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Robert Crane | Raymond James & Associates, Inc. national BD | B. Riley Capital Management asset manager | Other | May 4, 2017 | May 7, 2020 (1099 d) |
| Michael Jeffrey Kramer | Ladenburg Thalmann Asset Management Inc other | B. Riley Capital Management other | Other | Sep 7, 2012 | Aug 14, 2013 (341 d) |
| Joanna Kim | Ladenburg Thalmann Asset Management Inc other | B. Riley Capital Management other | Other | Feb 27, 2012 | Nov 20, 2015 (1362 d) |
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3 moves match.