Advisor moves

Arrivals at Cornet Capital LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Harris BlanksUBS Financial Services Inc. wirehouseCornet Capital LLC state registeredWirehouse to a state-registered adviserDec 21, 2011Apr 12, 2012 (113 d)
Page 1 of 1
1 moves match.