DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rudd Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Jean Wilson | Comerica Securities other | Rudd Asset Management other | Other | Dec 10, 2013 | Mar 4, 2014 (84 d) |
| Jeremy Dallas Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rudd Asset Management other | Other | Mar 5, 2013 | Mar 25, 2013 |
| Dwight Phillip Pendola | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rudd Asset Management other | Other | Feb 20, 2013 | Mar 26, 2013 (34 d) |
| Lauren Rudd | Day Hagan Asset Management other | Rudd Asset Management other | Other | Jun 6, 2012 | May 24, 2012 |
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4 moves match.