DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Strategies, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerry Snyder | Osaic Wealth, Inc. other | Retirement Strategies, Ltd. no RAUM | Other | Jul 6, 2012 | Jul 3, 2012 |
| James A Lindner | Osaic Wealth, Inc. other | Retirement Strategies, Ltd. no RAUM | Other | Jul 6, 2012 | Jul 2, 2012 |
| Jeffrey R Foster | Simply Money Advisors other | Retirement Strategies, Ltd. no RAUM | Other | Jul 3, 2012 | Jul 2, 2012 |
Page 1 of 1
3 moves match.