DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rpm Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacy Mari Goldsmith | Herbert J. Sims Capital Management, Inc. independent RIA | Rpm Capital Management, LLC independent RIA | RIA to RIA | Dec 3, 2024 | Feb 19, 2026 (443 d) |
| Robert Allan Defruscio | Greenwich Investment Management, Inc. other | Rpm Capital Management, LLC other | Other | Jan 8, 2013 | Jul 26, 2012 |
Page 1 of 1
2 moves match.