DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tidal Investments LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Bernard Carroll | Longrun Capital Management LLC unclassified | Tidal Investments LLC asset manager | Other | Aug 2, 2019 | Jul 15, 2023 (1443 d) |
| James Hofheimer | Rothschild Investment other | Tidal Investments LLC mixed wealth | Other | Aug 4, 2017 | Feb 11, 2019 (556 d) |
| John Patrick Lowrey | A Better 401(K) Plan, Inc. unclassified | Tidal Investments LLC other | Other | Apr 30, 2014 | Mar 28, 2014 |
| Juan Carlos Avila | Mesirow Financial Investment Management, Inc. other | Tidal Investments LLC other | Other | Dec 17, 2012 | Jan 3, 2013 |
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4 moves match.