DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Blue Water Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristine Jean StawinskiCetera Investment Advisers LLC BD affiliatedBlue Water Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2023Jun 28, 2023
Melissa Louise LeonardFacet independent RIABlue Water Wealth independent RIARIA to RIAJun 13, 2022Mar 20, 2023 (280 d)
Leslie Brooks RosenbergParacle Advisors LLC independent RIABlue Water Wealth independent RIARIA to RIAJun 1, 2021Jun 15, 2021
Cherish Annhee SutullParacle Advisors LLC independent RIABlue Water Wealth independent RIARIA to RIANov 4, 2020Jun 16, 2021 (224 d)
Eric ArndtBluespring Wealth Management, LLC independent RIABlue Water Wealth independent RIARIA to RIAMay 27, 2020Sep 1, 2020 (97 d)
Jeffrey GaleCambridge Investment Research Advisors, Inc. BD affiliatedBlue Water Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 29, 2018Sep 18, 2018 (81 d)
Kyle David DodrillSignator Investors, Inc. otherBlue Water Wealth otherOtherSep 1, 2017Sep 1, 2017
Amy Groshong WallsAmeriprise Financial Services, LLC national BDBlue Water Wealth otherOtherSep 19, 2013Sep 17, 2013
Nancy Lynn CongdonAmeriprise Financial Services, LLC national BDBlue Water Wealth no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 19, 2012Aug 7, 2012
Page 1 of 1
9 moves match.