DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Highmark Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerod Gustafson | UBS Financial Services Inc. wirehouse | Highmark Wealth Management LLC other | Other | Sep 11, 2014 | Sep 12, 2014 |
| Deborah Frances Peterson | UBS Financial Services Inc. wirehouse | Highmark Wealth Management LLC other | Other | Aug 2, 2012 | Dec 4, 2012 (124 d) |
| Todd Edward Arens | UBS Financial Services Inc. wirehouse | Highmark Wealth Management LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Aug 2, 2012 | Jul 25, 2012 |
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3 moves match.