DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paragon Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amy Elizabeth Kemp | Nasdaq Dorsey Wright independent RIA | Paragon Financial Services independent RIA | RIA to RIA | Apr 5, 2018 | Aug 28, 2018 (145 d) |
| Ryan Mckinley Smith | Suntrust Investment Services, Inc. other | Paragon Financial Services independent RIA | Other | Sep 20, 2010 | Oct 4, 2012 (745 d) |
| Simon Vay Woon | Williams & Woon, Inc. unclassified | Paragon Financial Services independent RIA | Other | Dec 31, 2007 | Oct 4, 2012 (1739 d) |
| John Sicat | Welsh & Welsh Inc unclassified | Paragon Financial Services independent RIA | Other | Mar 10, 2006 | Oct 4, 2012 (2400 d) |
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4 moves match.