DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at E. A. Horwitz LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Edward HeinilaQuestar Asset Management, Inc. BD affiliatedE. A. Horwitz LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 15, 2019Sep 10, 2019 (207 d)
Pei LiuBfc Planning, Inc. otherE. A. Horwitz LLC otherOtherMar 28, 2017Apr 11, 2017
Robert Wayne YoumanOppenheimer & Co. Inc. otherE. A. Horwitz LLC otherOtherJan 19, 2016Jan 12, 2016
Paul Robert WehnerDls Capital Management LLC otherE. A. Horwitz LLC otherOtherJul 15, 2014Jul 14, 2016 (730 d)
Lesley WinstonInsight Securities, Inc. otherE. A. Horwitz LLC independent RIAOtherMar 28, 2013Sep 1, 2026 (4905 d)
Edward Alan HorwitzInsight Securities, Inc. otherE. A. Horwitz LLC no RAUMOtherMar 28, 2013Nov 19, 2012
Gerald A HorwitzInsight Securities, Inc. otherE. A. Horwitz LLC independent RIAOtherMar 28, 2013Jan 1, 2026 (4662 d)
Mary Kathryn Gerace CarletonInsight Securities, Inc. otherE. A. Horwitz LLC otherOtherMar 28, 2013Mar 25, 2013
Michael Adam BemorasInsight Securities, Inc. otherE. A. Horwitz LLC otherOtherMar 28, 2013Mar 20, 2013
Joan Marie ZimniewiczDavid A. Noyes & Company otherE. A. Horwitz LLC independent RIAOtherFeb 11, 2013Dec 20, 2019 (2503 d)
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10 moves match.