DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Partners Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frank Ferrell BowlingMML Investors Services, LLC BD affiliatedFinancial Partners Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2025Jan 28, 2025
Thomas Gregory MillerMML Investors Services, LLC BD affiliatedFinancial Partners Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2021Jun 16, 2021
Michael Jerome StanleyCambridge Investment Research Advisors, Inc. otherFinancial Partners Group, LLC otherOtherMay 13, 2015Jan 12, 2018 (975 d)
Scott Thomas PaschalMML Investors Services, LLC otherFinancial Partners Group, LLC no RAUMOtherFeb 25, 2013Jan 30, 2013
Randy Lynn PuckettMML Investors Services, LLC otherFinancial Partners Group, LLC no RAUMOtherFeb 25, 2013Apr 10, 2013 (44 d)
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5 moves match.