DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Novi Wealth Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew North OlivierSecurities America Advisors, Inc. otherNovi Wealth Partners otherOtherMay 11, 2017Jun 19, 2017 (39 d)
Tara Conti BansalGlen Eagle Advisors, LLC otherNovi Wealth Partners otherOtherJul 2, 2015Oct 15, 2015 (105 d)
Robert B DunnPrivate Wealth Management Group Inc otherNovi Wealth Partners otherOtherJul 8, 2013Jan 30, 2013
Ryan M VogelPrivate Wealth Management Group Inc otherNovi Wealth Partners otherOtherJul 8, 2013Jan 30, 2013
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4 moves match.