DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrity Wealth Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard David Connett | Ameriprise Financial Services, LLC national BD | Integrity Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Apr 27, 2021 |
| Anthony Michael Matheson | E*Trade Capital Management, LLC other | Integrity Wealth Partners, LLC other | Other | Apr 11, 2017 | Apr 21, 2017 |
| William Pond Baker | LPL Financial LLC other | Integrity Wealth Partners, LLC no RAUM | Other | Jun 6, 2013 | Apr 19, 2013 |
| B. Ryder Brose | LPL Financial LLC other | Integrity Wealth Partners, LLC no RAUM | Other | Jun 6, 2013 | Apr 19, 2013 |
Page 1 of 1
4 moves match.