DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oceaniq Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tsun Tat Wong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oceaniq Capital, LLC independent RIA | Wirehouse to independent RIA | Apr 22, 2026 | Apr 22, 2026 |
| Qianqian He | Vienna Asset Management LLC independent RIA | Oceaniq Capital, LLC independent RIA | RIA to RIA | Mar 21, 2024 | Nov 4, 2025 (593 d) |
| Ying Ying Jing | Credit Suisse Securities (USA) LLC other | Oceaniq Capital, LLC no RAUM | Other | Dec 31, 2013 | Jan 28, 2014 |
| Kai Chen | Credit Suisse Securities (USA) LLC other | Oceaniq Capital, LLC no RAUM | Other | Nov 26, 2013 | Oct 3, 2013 |
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4 moves match.