DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ws Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Brian Czechowski | LPL Financial LLC BD affiliated | Ws Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 9, 2021 | May 10, 2021 (31 d) |
| Andrew Nathan Casteel | Bluemont Capital Advisors, LLC other | Ws Wealth Management, LLC state registered | Other | Oct 15, 2013 | Dec 19, 2013 (65 d) |
| Jonathan David Wagner | Bluemont Capital Advisors, LLC other | Ws Wealth Management, LLC state registered | Other | Jul 19, 2013 | Jul 23, 2013 |
| Mark Vincent Stys | Bluemont Capital Advisors, LLC other | Ws Wealth Management, LLC state registered | Other | Jul 18, 2013 | Jul 23, 2013 |
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4 moves match.