DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Nalls Sherbakoff Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Michael Seymour | Ingram Advisory Services, LLC independent RIA | The Nalls Sherbakoff Group, LLC independent RIA | RIA to RIA | Dec 16, 2024 | Nov 15, 2024 |
| Caroline Murphy Friedrich | Nadler Financial Group, Inc. independent RIA | The Nalls Sherbakoff Group, LLC independent RIA | RIA to RIA | Oct 29, 2021 | Jan 24, 2022 (87 d) |
| Kimberlee Ann Spencer | Patriot Investment Management Group Inc other | The Nalls Sherbakoff Group, LLC other | Other | Jan 5, 2016 | Jan 13, 2016 |
| Thomas Lee Sherbakoff | Patriot Investment Management Group Inc other | The Nalls Sherbakoff Group, LLC other | Other | Jun 20, 2014 | Oct 12, 2016 (845 d) |
| Donald Eugene Nalls | C & J Wealth Advisors other | The Nalls Sherbakoff Group, LLC other | Other | Oct 4, 2013 | Sep 6, 2013 |
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5 moves match.