DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fulcrum Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Stuart Falcone | Cetera Advisor Networks LLC BD affiliated | Fulcrum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2023 | Mar 27, 2014 |
| Steven Joel Rosenthal | Cetera Advisor Networks LLC BD affiliated | Fulcrum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2021 | Mar 27, 2020 |
| Michael Stevan Rose | Cetera Advisor Networks LLC BD affiliated | Fulcrum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2021 | Nov 22, 2013 |
| Jonathan Verden Bever | Oppenheimer & Co. Inc. other | Fulcrum Wealth Advisors, LLC independent RIA | Other | Sep 22, 2017 | Oct 4, 2017 |
Page 1 of 1
4 moves match.