DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scarborough Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Reese Michael Corley | Equitable Advisors, LLC national BD | Scarborough Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Dec 11, 2024 |
| Jeffrey Michael Cardozo | Sii Investments, Inc. BD affiliated | Scarborough Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2017 | Aug 28, 2018 (240 d) |
| Samantha Christine Harris | Sii Investments, Inc. BD affiliated | Scarborough Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2017 | Jul 6, 2018 (187 d) |
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3 moves match.