DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oliver Luxxe Assets LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Francis Parisi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oliver Luxxe Assets LLC other | Other | Dec 16, 2016 | Dec 27, 2016 |
| David P Gray | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oliver Luxxe Assets LLC other | Other | Dec 16, 2016 | Dec 22, 2016 |
| James Richard Lynch | UBS Financial Services Inc. wirehouse | Oliver Luxxe Assets LLC other | Other | Jun 2, 2014 | Jan 24, 2018 (1332 d) |
| Brad David Jacobson | UBS Financial Services Inc. wirehouse | Oliver Luxxe Assets LLC no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jun 2, 2014 | Jun 23, 2014 |
| Joseph Conrad Trucano | UBS Financial Services Inc. wirehouse | Oliver Luxxe Assets LLC other | Other | Jun 2, 2014 | Jan 8, 2015 (220 d) |
Page 1 of 1
5 moves match.