DFX Intelligence
Advisor moves
Arrivals at Valley Regional Capital Management LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leonardo Walss | Equitable Advisors, LLC national BD | Valley Regional Capital Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 26, 2009 | Apr 28, 2014 (1706 d) |
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