DFX Intelligence
Advisor moves
Arrivals at Jim Saulnier & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Henry Saulnier | Cambridge Investment Research Advisors, Inc. BD affiliated | Jim Saulnier & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 23, 2015 |
| Thomas Gregory Darden | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Jim Saulnier & Associates, LLC independent RIA | Wirehouse to independent RIA | Sep 22, 2017 | Jul 20, 2026 (3223 d) |
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2 moves match.