DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Montgomery Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Dale DanmyerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMontgomery Financial independent RIAWirehouse to independent RIAJan 2, 2022Jan 7, 2022
Edward Jay LofticeAdvantage Retirement Group independent RIAMontgomery Financial independent RIARIA to RIAOct 17, 2017Oct 28, 2024 (2568 d)
Jeffrey David MontgomeryAdvantage Retirement Group independent RIAMontgomery Financial independent RIARIA to RIAMar 7, 2014Mar 8, 2014
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3 moves match.