DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Levin Funding Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandy C Maben | Kms Financial Services, Inc BD affiliated | Levin Funding Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2020 | Jan 14, 2021 (301 d) |
| Jared Duane Williams | Trek Financial other | Levin Funding Group LLC independent RIA | Other | Jul 13, 2016 | Oct 22, 2015 |
| John David Levin | Trek Financial other | Levin Funding Group LLC independent RIA | Other | Jul 12, 2016 | Mar 18, 2014 |
| Vincent Glenn Bicicchi | Trek Financial other | Levin Funding Group LLC independent RIA | Other | Feb 17, 2015 | Jun 19, 2015 (122 d) |
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4 moves match.