DFX Intelligence
Advisor moves
Arrivals at Lewis Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wayne Evan Lewis | Ameriprise Financial Services, LLC national BD | Lewis Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2005 | May 28, 2014 (3143 d) |
| Robert Melvin Hiltz | Ameriprise Financial Services, LLC national BD | Lewis Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2005 | May 28, 2014 (3145 d) |
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2 moves match.