DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthcare Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary M Cole | U.S. Bancorp Investments, Inc. BD affiliated | Wealthcare Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2024 | Nov 5, 2025 (350 d) |
| James Barry Watts | Regal Investment Advisors LLC other | Wealthcare Asset Management, LLC independent RIA | Other | Apr 3, 2017 | Jul 7, 2017 (95 d) |
| James Barry Watts | Investment Consulting Group, L.L.C. unclassified | Wealthcare Asset Management, LLC independent RIA | Other | Dec 31, 2007 | Jul 7, 2014 (2380 d) |
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3 moves match.