DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sophis Investments LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Vanderneth Merrill | M&R Capital Management Inc independent RIA | Sophis Investments LLC independent RIA | RIA to RIA | Jan 21, 2021 | Jan 24, 2021 |
| Walter Edward Auch | Herbert J. Sims Capital Management, Inc. independent RIA | Sophis Investments LLC independent RIA | RIA to RIA | Jul 28, 2016 | Jul 9, 2018 (711 d) |
| Vijay Malik | Check Capital Management Inc other | Sophis Investments LLC independent RIA | Other | Nov 14, 2012 | Oct 31, 2014 (716 d) |
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3 moves match.