DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Process Design Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Eugene Fletcher Trumble | Emergent Financial Group, Inc. unclassified | Process Design Capital Management LLC state registered | Other | Mar 1, 2017 | Apr 11, 2017 (41 d) |
| Sean Robert Balog | Vora Wealth Management, Pllc independent RIA | Process Design Capital Management LLC state registered | RIA to a state-registered adviser | Jul 22, 2014 | May 20, 2014 |
| Elizabeth Anne Ottersberg | Vora Wealth Management, Pllc independent RIA | Process Design Capital Management LLC state registered | RIA to a state-registered adviser | Jul 22, 2014 | May 20, 2014 |
| James Michael Garber | Vora Wealth Management, Pllc independent RIA | Process Design Capital Management LLC state registered | RIA to a state-registered adviser | Jul 22, 2014 | May 20, 2014 |
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4 moves match.