DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Management Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Steven David Frueh | Sonnet, LLC independent RIA | Wealth Management Investment Advisors, LLC state registered | RIA to a state-registered adviser | Dec 31, 2017 | Feb 3, 2017 |
| Benjamin Jacob Childs | Sonnet, LLC independent RIA | Wealth Management Investment Advisors, LLC state registered | RIA to a state-registered adviser | Dec 31, 2016 | Feb 3, 2017 (34 d) |
| James Raleigh Bailes | Regal Investment Advisors LLC other | Wealth Management Investment Advisors, LLC state registered | Other | Jul 2, 2015 | Oct 17, 2014 |
| Steven David Frueh | Regal Investment Advisors LLC other | Wealth Management Investment Advisors, LLC state registered | Other | Jul 2, 2015 | Oct 16, 2014 |
| Benjamin Jacob Childs | Regal Investment Advisors LLC other | Wealth Management Investment Advisors, LLC state registered | Other | Jul 2, 2015 | Oct 17, 2014 |
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5 moves match.