DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kaizen Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Richard Young | Zega Financial, LLC other | Kaizen Advisory, LLC no RAUM | Other | Oct 2, 2014 | Jan 21, 2016 (476 d) |
| Michael Anthony Thompson | Advocate Asset Management, LLC other | Kaizen Advisory, LLC other | Other | Jan 16, 2014 | Oct 3, 2016 (991 d) |
| David Matthew Thompson | Advocate Asset Management, LLC other | Kaizen Advisory, LLC no RAUM | Other | Jan 16, 2014 | Jan 13, 2016 (727 d) |
Page 1 of 1
3 moves match.