DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ksb Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Warren William Barnes | Oppenheimer & Co. Inc. other | Ksb Financial Services, LLC state registered | Other | Jul 6, 2015 | Jan 1, 2025 (3467 d) |
| Bryan Dean Huber | Oppenheimer & Co. Inc. other | Ksb Financial Services, LLC state registered | Other | Jul 6, 2015 | Aug 24, 2015 (49 d) |
| Donald James Lance | Oppenheimer & Co. Inc. other | Ksb Financial Services, LLC state registered | Other | Jul 6, 2015 | Aug 24, 2015 (49 d) |
| Steven Eric Ritchie | Oppenheimer & Co. Inc. other | Ksb Financial Services, LLC state registered | Other | Jul 6, 2015 | Jan 5, 2026 (3836 d) |
| Terry Ray Niegel | Oppenheimer & Co. Inc. other | Ksb Financial Services, LLC state registered | Other | Jul 6, 2015 | Jan 1, 2025 (3467 d) |
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5 moves match.