DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tremont Street Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Spencer Nelson Smith | Respire Wealth Management, LLC state registered | Tremont Street Advisors, LLC state registered | Other | Sep 12, 2018 | Dec 17, 2019 (461 d) |
| James Ray Munchbach | Arkos Global Advisors, LLC other | Tremont Street Advisors, LLC state registered | Other | Mar 20, 2018 | Feb 9, 2018 |
| Robert Miles Challenger | Cambridge Investment Research Advisors, Inc. other | Tremont Street Advisors, LLC state registered | Other | Dec 17, 2014 | Dec 2, 2014 |
| William Crane Ansell | Cambridge Investment Research Advisors, Inc. other | Tremont Street Advisors, LLC state registered | Other | Dec 17, 2014 | Dec 4, 2014 |
| Thomas Mark Rush | Cambridge Investment Research Advisors, Inc. other | Tremont Street Advisors, LLC state registered | Other | Dec 17, 2014 | Dec 4, 2014 |
Page 1 of 1
5 moves match.