DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Iron River Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Breck Requard | B. Riley Wealth Advisors, Inc. BD affiliated | Iron River Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 20, 2023 | Dec 15, 2023 |
| John Kenneth Matthews | Harvest Investment Services, LLC independent RIA | Iron River Capital LLC state registered | RIA to a state-registered adviser | Jan 2, 2020 | Jan 22, 2020 |
| Shaun Michael Connolly | Sterne Agee Investment Advisor Services, Inc. other | Iron River Capital LLC state registered | Other | Dec 12, 2014 | Dec 9, 2014 |
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3 moves match.