DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rosenbaum Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Phillip Rosenbaum | Ameritas Advisory Services other | Rosenbaum Financial no RAUM | Other | Jun 13, 2016 | Jan 9, 2015 |
| Jana Basden | Ameritas Advisory Services other | Rosenbaum Financial no RAUM | Other | Jun 10, 2016 | Jan 9, 2015 |
| Darin Andrew Sevier | Ameritas Advisory Services other | Rosenbaum Financial no RAUM | Other | Jun 10, 2016 | Mar 6, 2015 |
| Kimberly Sue Rosenberg | Ameritas Advisory Services other | Rosenbaum Financial no RAUM | Other | Jun 10, 2016 | Mar 6, 2015 |
| Georgia Lee Hussey | Ameritas Advisory Services other | Rosenbaum Financial no RAUM | Other | Jun 18, 2015 | Feb 3, 2015 |
| Joel Craig Fishman | Ameritas Advisory Services other | Rosenbaum Financial no RAUM | Other | May 5, 2015 | Feb 3, 2015 |
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6 moves match.